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EJF Investments Ltd has been established in Jersey as a listed fund under a fast-track authorisation process. It is suitable therefore only for professional or experienced investors, or those who have taken appropriate professional advice. Regulatory requirements which may be deemed necessary for the protection of retail or inexperienced investors, do not apply to listed funds. By investing in this fund you will be deemed to be acknowledging that you are a professional or experienced investor, or have taken appropriate professional advice, and accept the reduced requirements accordingly. You are wholly responsible for ensuring that all aspects of this fund are acceptable to you. Investment in listed funds may involve special risks that could lead to a loss of all or a substantial portion of such investment. Unless you fully understand and accept the nature of this fund and the potential risks inherent in this fund you should not invest in this fund.
ELECTRONIC VERSIONS OF THE MATERIALS YOU ARE SEEKING TO ACCESS ARE BEING MADE AVAILABLE ON THIS WEBSITE BY EJF INVESTMENTS LTD IN GOOD FAITH AND ARE FOR INFORMATION PURPOSES ONLY.
THESE MATERIALS ARE NOT DIRECTED AT OR ACCESSIBLE BY PERSONS IN THE UNITED STATES, OR PERSONS RESIDENT OR LOCATED IN AUSTRALIA, CANADA, SOUTH AFRICA, THE EUROPEAN ECONOMIC AREA ("EEA") (WITH THE EXCEPTION OF THE UNITED KINGDOM) OR ANY OTHER JURISDICTION WHERE THE EXTENSION OF AVAILABILITY OF THE MATERIALS TO WHICH YOU ARE SEEKING ACCESS WOULD BREACH ANY APPLICABLE LAW OR REGULATION.
The materials do not constitute or form a part of any offer or solicitation to purchase or subscribe for securities in the United States, Australia, Canada, South Africa, the EEA (with the exception of the United Kingdom) or in any jurisdiction in which such offers or sales are unlawful (the "Excluded Jurisdictions"). Any securities issued in connection with an offering have not been and will not be registered under the U.S. Securities Act of 1933, as amended, or under any applicable securities laws of any state, province, territory, county or jurisdiction of the United States, Australia, Canada, South Africa or the EEA (with the exception of the United Kingdom). Accordingly, unless an exemption under relevant securities laws is applicable, any such securities may not be offered, sold, resold, taken up, exercised, renounced, transferred, delivered or distributed, directly or indirectly, in or into the United States, Australia, Canada, South Africa, the EEA (with the exception of the United Kingdom) or any other jurisdiction if to do so would constitute a violation of the relevant laws of, or require registration of such securities in, the relevant jurisdiction. There will be no public offer of securities in the United States.
The materials are only addressed to and directed at "qualified investors" within the meaning of Article 2(1)(e) of the Prospectus Directive (Directive 2003/71/EC as amended, including by Directive 2010/73/EC) ("Qualified Investors") in the United Kingdom who (i) are persons who have professional experience in matters relating to investments falling within Article 19(5) of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005 (the "Order"), (ii) are persons who are high net worth entities falling within Article 49(2)(a) to (d) of the Order and (iii) are persons to whom it may otherwise be lawful to communicate it (all such persons together being referred to as "relevant persons"). Any investment or investment activity to which the materials relate is available only to relevant persons in the United Kingdom and will only be engaged with such persons.
The materials may constitute "marketing" in the EEA under the Alternative Investment Fund Managers Directive (2011/61/EU) ("AIFMD"). The materials are only addressed to and directed at investors in an EEA jurisdiction where a registration for marketing has been made under AIFMD.
The securities have not been and will not be registered under the Financial Instruments and Exchange Act of Japan (Act No. 25 of 1948), as amended (the "FIEA"). Accordingly, the securities have not been, directly or indirectly, offered or sold and will not be, directly or indirectly, offered to or sold in Japan to, or for the benefit of, a resident of Japan (which term as used herein means any person resident in Japan, including any corporation or other entity organised under the laws of Japan) or to others for re-offering or resale, directly or indirectly, in Japan or to, or for the benefit of, any resident in Japan, except pursuant to an exemption from the registration requirements of, and otherwise in compliance with, FIEA and other relevant laws and regulations of Japan.
[Neither EJF Investments Limited (the “Company”), nor its investment manager is making any representation with respect to the eligibility of any persons to acquire interests in the Company under the laws of Korea, including, but without limitation, the Foreign Exchange Transaction Act and the regulations promulgated thereunder. The Company has been registered as a foreign collective investment scheme under the Financial Investment Services and Capital Markets Act of Korea ("FSCMA") and interests in the Company are being offered and sold in Korea only to professional investors prescribed by Article 301, Paragraph 2 of the Enforcement Decree of the FSCMA. None of the interests in the Company may be offered, sold or delivered, or offered or sold to any person for re-offering or resale, directly or indirectly, in Korea or to any resident of Korea except pursuant to the applicable laws and regulations of Korea. Furthermore, interests in the Company may not be re-sold to Korean residents unless the purchaser of the interests complies with all applicable regulatory requirements (including, but not limited to, governmental approval requirements under the Foreign Exchange Transaction Act and its subordinate decrees and regulations) in connection with the purchase of the interests in the Company.]
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You have indicated that you are located in the United States. These materials are not intended for, directed at or accessible by persons located in the United States. However, persons located in the United States that make the below certifications can access these materials. Please read the certifications below carefully and provide the information requested in order to access these materials. If you cannot make the below certifications, please exit this page.
"I am (i) a "qualified purchaser" ("QP") as defined in Rule 2(a)(51) of the United States' Investment Company Act of 1940, as amended and (ii) an "accredited investor" ("AI", and as a person who is both a QP and an AI, an "entitled qualified purchaser") as defined in Rule 501(a) of Regulation D under the U.S. Securities Act of 1933, as amended (the "U.S. Securities Act"). Further, if I am acting as a fiduciary or agent for one or more investor accounts, (a) each such account is an "entitled qualified purchaser", (b) we have investment discretion with respect to each account, and (c) we have full power and authority to make, and do make, the representations, warranties, agreements and acknowledgements herein on behalf of each such account."
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